Zenoo Compliance Brief
FinCEN hits Canaccord Genuity with $80m AML fine
Plus, BIS penalises Applied Materials $252m for China exports, OFAC amends Lukoil sanctions licence, and GAFA maps 2026 AML tech trends.
27 April 2026 · 4 min read
Canaccord Genuity is facing the largest AML penalty ever levied against a broker-dealer after FinCEN and FINRA combined to dish out $100m in fines. The enforcement action signals regulators' impatience with compliance gaps at mid-tier investment firms. We've also got Intel sanctions fallout from the BIS, a sanctions relief update that matters, and fresh data on where compliance teams are betting their software budgets next year.
In today's brief
- 1 What Canaccord's $100m penalty tells compliance teams about broker-dealer supervision gaps
- 2 How did Applied Materials' export controls fail to catch restricted semiconductor shipments to China?
- 3 Does OFAC's Lukoil license revision signal a shift in Russia sanctions enforcement strategy?
- 4 What does GAFA's 2026 AML trends report mean for your compliance roadmap?
Subscribe to keep reading.
This content is free, but you must be subscribed to the Zenoo Compliance Brief to continue reading.
Free · Curated by compliance practitioners · Zero spam
Already a subscriber?